The Worker Adjustment and Retraining Notification (WARN) Act is a federal law that was enacted on August 4, 1988, and became effective on February 4, 1989.
Minnesota enacted their own WARN statute (116L.976 EARLY WARNING SYSTEM - Minn. Stat. 116L.976), commonly called a mini-WARN Act, which is in addition to any notice required under the federal WARN Act.
The purpose of a WARN is to offer protection to workers, their families and communities by requiring employers to provide notice 60 days in advance of covered plant closings and covered mass layoffs. This allows those workers, local communities and public resources to make provisions for dealing with the layoffs. In rare occurrences we do receive WARNS from employers that would not be required to comply, as more of a courtesy.
Employers laying off workers employed in Minnesota should be aware that federal and/or state law may require that written notice be provided 60 days in advance of a dislocation event. Employers must comply with both laws if they both apply.
Violation of the federal and/or state notice laws may result in employer liability. The WARN Act contains provisions that allow aggrieved employees to recover up to 60 days of back pay and benefits for the period of time that notice was required but not provided. Additional monetary penalties may be assessed if the employer fails to provide timely notice to the required unit of local government.
Employers are encouraged to voluntarily provide advance notice to workers, even when not mandated by the WARN Act or Minnesota's Mini-WARN/state statute, and to collaborate with the State Rapid Response Team (SRRT). This partnership can assist employers with layoffs or closures and support employees in accessing programs that facilitate their transition to new employment opportunities.
If requesting WARN data, please submit data requests and inquiries to DEED's data practices compliance official at DEED.datapractices@state.mn.us. We process data requests in order of receipt.
WARN Act Basics/Compliance
What employers are subject to the WARN Act?
29 US Code 2101(a)(1)
The WARN Act applies to any business enterprise that employs either:
- 100 or more employees, excluding part-time employees; or
- 100 or more employees who in the aggregate work at least 4,000 hours per week (exclusive of overtime hours).
What is a "plant closing"?
29 US Code 2101(a)(2)
A "plant closing" is defined as "the permanent or temporary shutdown of a single site of employment, or one or more facilities or operating units within a single site of employment, if the shutdown results in an employment loss at the single site of employment during any 30-day period for 50 or more employees excluding any part-time employees."
What is a "mass layoff"?
29 US Code 2101(a)(3)
A "mass layoff" is defined as a reduction in force that: (1) is not the result of a plant closing; and (2) results in an employment loss at the single site of employment during any 30-day period for either:
- At least 33% of the employees (excluding any part-time employees) and at least 50 employees (excluding any part-time employees); or
- At least 500 employees (excluding any part-time employees).
Exceptions to WARN
29 US Code 2102(b)
There are certain situations in which a covered employer may order a plant closing or mass layoff before the end of the 60-day notice period required under the WARN Act. These situations include the following:
- If, at the time that the 60-day notice would have been required, the employer was actively seeking capital or business which, if obtained, would have enable the employer to avoid or postpone the shutdown and the employer reasonably and in good faith believed that giving the 60-day notice would have precluded the employer from obtaining the needed capital or business;
- If the closing or mass layoff is caused by business circumstances that were not reasonably foreseeable as of the time that the 60-day notice would have been required; or
- If the plant closing or mass layoff is due to any form of natural disaster, such as a flood, earthquake, or a severe drought.
If any of these exceptions apply, the employer must give "as much notice as is practicable," and the employer must include in the notice "a brief statement of the basis for reducing the notification period."
29 US Code 2103
In addition, the WARN Act does not apply to a plant closing or mass layoff if:
- The closing is of a temporary facility, or the closing or layoff is the result of the completion of a particular project or undertaking, and the affected employees were hired with the understanding that their employment was limited to the duration of the facility or the project or undertaking; or
- The closing or layoff constitutes a strike or constitutes a lockout not intended to evade the requirements of the WARN Act.
What information to include in WARN to employees?
29 US Code 2102(a)
The WARN Act requires that covered employers generally must provide at least 60 days notice to affected employees or their representatives before ordering a "plant closing" or "mass layoff," unless certain exceptions are applicable
What information must be in the notice depends on whether the affected employees are represented by a union?
20 CFR 639.7(d)
If the affected employees are not represented by a union, the notice must be written in understandable language and must contain:
- A statement as to whether the planned action is expected to be permanent or temporary and, if the entire plant is to be closed, a statement to that effect;
- The expected date when the plant closing or mass layoff will commence and the expected date when the individual employee will be separated;
- An indication whether bumping rights exist; and
- The name and telephone number of a company official to contact for further information.
20 CFR 639.7(c)
If the affected employees are represented by a union, the notice to the union representative must contain:
- The name and address of the employment site where the plant closing or mass layoff will occur, and the name and telephone number of a company official to contact for further information;
- A statement as to whether the planned action is expected to be permanent or temporary and, if the entire plant is to be closed, a statement to that effect;
- The expected date of the first separation and the anticipated schedule for making separations;
- The job titles of positions to be affected and the names of the workers currently holding affected jobs
In either case, the notice may include additional information useful to the employees such as information on available dislocated worker assistance, or, if the layoff or closing is expected to be temporary, the estimated duration of the layoff or closing, if known.
WARN Act Resources
WARN Contact
State Rapid Response Team (SRRT) Supervisor
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For questions and issuances of notifications, please contact the State Rapid Response Supervisor at Minnesota Department of Employment and Economic Development (DEED) |
Location
Minnesota Department of Employment and Economic Development
Jason Wadell
Great Northern Building
180 East Fifth Street,
St Paul, MN 55101-1678
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Phone
651-259-7537 or
866-213-1422
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Email
Send the written notice to WARN.DEED@state.mn.us.
Join our mail list to be informed of upcoming layoffs.
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