December 7, 1995; School District 777 (Benson)
12/7/1995 10:14:43 AM
This is an opinion of the Commissioner of Administration issued pursuant to section 13.072 of Minnesota Statutes, Chapter 13 - the Minnesota Government Data Practices Act. It is based on the facts and information available to the Commissioner as described below.
Facts and Procedural History:For purposes of simplification, the information presented by the citizen who requested this opinion and the response from the government entity with which the citizen disagrees are presented in summary form. Copies of the complete submissions are on file at the offices of PIPA and are available for public access.On October 18, 1995, PIPA received a letter dated October 13, 1995, from T's mother. In her letter, T's mother requested an advisory opinion regarding a possible inappropriate dissemination of private data by Independent School District 777, Benson, hereinafter District 777. In response to the request of T's mother, PIPA, on behalf of the Commissioner, wrote to Les Potas, Superintendent of District 777. The purposes of this letter, dated October 20, 1995, were to inform Dr. Potas of T's mother's request, to ask him or District 777's attorney to provide information or support for District 777's position, and to inform him of the date by which the Commissioner was required to issue this opinion. On November 29, 1995, PIPA received a response, dated November 29, 1995, from Kevin Rupp and Nancy Blumstein, attorneys representing District 777. (In subsequent correspondence, T's mother and Dr. Potas, were informed that the Commissioner would be taking additional time, as allowed by statute, to issue this opinion.) A summary of the detailed facts surrounding this situation is as follows. In her letter, T's mother described the data she believes to be private that were disseminated by a school psychologist to a school secretary, It was brought to my attention on September 29, 1995 that dissemination of private data about [T] was disclosed by the school psychologist to a secretary...that takes care of another age group not pertaining to any area concerning [T]. Information disclosed pertained to [a flare-up of a specific medical condition which is T's] due to my judgement on a medication change. Also an incident between [T's]...teacher, myself, my husband and [T] in regards to [the flare-up of a specific medical condition which is T's] and a communication not [sic] book that is a log for [T's medical condition]. Also according to T's mother, several additional comments were made to the secretary about her (T's mother's) behavior, such as I was over reacting to allot [sic] of my daughters [sic] concerns and I was calling the school to [sic] often. In their response to T's mother's opinion request, Ms. Blumstein and Mr. Rupp asserted that the issue of this opinion, as stated by the Commissioner, is different than the issue raised by T's mother. Ms. Blumstein and Mr. Rupp also argued that the Commissioner lacks authority to issue this opinion, In posing her question and in providing the School District the opportunity to respond to the parent's factual allegations, the Commissioner has assumed that she has the power to act as the arbiter of fact in this matter. She has also assumed that she has the power to render an opinion on the application of the federal Family Education Rights and Privacy Act of 1974 (20 U.S.C. section 1232g). Neither of these assumptions are correct. Finally, Ms. Blumstein and Mr. Rupp argued, based on Keezer v. Spickard, 493 N.W.2d 614 (Minn.App. 1992), The only information imparted by the School Psychologist to the secretary during this conversation consisted of her unrecorded mental impressions and apprehensions about the student's parent and home situation or other information about the teacher's interaction with the parent that was recorded only in the mind of the psychologist or teacher. Under the rule set out above, this information does not constitute government data. Therefore, no violation of the Minnesota Government Data Practices Act may be established on these facts.
Issue:
In her request for an opinion, T's mother asked the Commissioner to address the following issue:
Discussion:
Before addressing the issue raised by T's mother, the Commissioner must respond to the first three assertions made by Ms. Blumstein and Mr. Rupp. First is the argument that the Commissioner's statement of the issue in this opinion is inaccurate:
Given the information provided the Commissioner by T's mother, the Commissioner respectfully disagrees. In her opinion request, T's mother wrote, Information disclosed pertained to [a flare-up of a specific medical condition which is T's] my judgement on a medication change. Also an incident between [T's]...teacher, myself, my husband and [T] in regards to [the flare-up of a special medical condition which is T's] and a communication not [sic] book that is a log for [T's medical condition]. In these comments, T's mother states clearly that data or information about T was disclosed, e.g. the fact that T's medical condition had flared-up, the fact that T's medication had been changed, and the fact that an incident had occurred between T's mother, T's teacher, and T's mother's husband. While the Commissioner agrees that some of the data apparently disclosed by District 777 appear to be about T's mother, much of the data are clearlyalso about T. However, it should be noted, pursuant to Section 13.32, subdivision 2 (b), that data concerning parents are also educational data and therefore, are classified as private. Second is the assertion by Ms. Blumstein and Mr. Rupp that the Commissioner lacks the authority to render opinions on the application of FERPA, The Minnesota legislature has not and, in fact, could not, grant the Commissioner the authority to render advisory opinions on the application of FERPA. There are a variety of reasons why the Commissioner may find it necessary to discuss the requirements of FERPA in an opinion. First, some of FERPA's provisions have been incorporated into Chapter 13. Second, the advisory opinion enabling language, Section 13.072, authorizes the Commissioner to give a written opinion regarding the person's rights as a subject of government data or right to have access to government data. Nothing in this language prohibits the Commissioner from commenting on federal law which affects the rights of the person.
Third is the assertion by Ms. Blumstein and Mr. Rupp that nothing in Section 13.072 gives the Commissioner the right to determine whether a violation of Minnesota or federal law has occurred or to make findings of fact. This argument is now quite familiar to the Commissioner as Ms. Blumstein and some of her colleagues have included it in their responses to several other opinion requests. In Advisory Opinion 95-029 the Commissioner quoted from Advisory Opinion 93-004:
The Commissioner's position on the aforementioned issue raised by Ms. Blumstein and Mr. Rupp has not changed since Ms. Blumstein raised the same issue in connection with Advisory Opinion 93-004 and her colleague, Mr. Foy, raised the same issue in connection with Advisory Opinion 95-029. T's mother requested this opinion because she is concerned that School District 777 inappropriately disseminated data about T. It should first be noted that, pursuant to Section 13.32, subdivision 1 (a), data on individuals maintained by a public educational agency or institution which relate to a student are termed educational data. Pursuant to Section 13.32, subdivision 3, educational data are private data on individuals and can be disclosed in only very limited circumstances. Also, as previously mentioned, Section 13.32, subdivision 2 (b), defines data concerning parents as educational data. Therefore, regardless of whether the data are about T and/or T's mother, the data are private.
One exception to the strict statutory requirements regarding disclosure of private data was created by the Minnesota Court of Appeals in Keezer v. Spickard. In this case, the court wrote:
As applied to the situation at hand, if the data about T (and/or T's mother), disclosed by the school psychologist to the school secretary, were not recorded somewhere other than in the mind of a government employee, those data are not government data and are not subject to the requirements of Chapter 13.
In their response, Ms. Blumstein and Mr. Rupp stated that District 777 conducted a thorough investigation into T's mother's complaint and determined that the data communicated by the school psychologist to the school secretary had not been recorded, The only information communicated by the psychologist to the secretary consisted of the psychologist's unrecorded thoughts and apprehensions, her general unrecorded observations about the parent or other unrecorded information. Further, Ms. Blumstein and Mr. Rupp stated:
Even thought there does appear to be a dispute regarding whether the data in question are data about T or about T's mother (or about both T and T's mother), the facts as presented by Ms. Blumstein and Mr. Rupp (that no data were ever recorded regarding the incident described by T's mother), coupled with the reality that nothing in T's mother's letter indicates otherwise, lead the Commissioner to conclude that the data in question, based on Keezer v. Spickard, are not government data. Therefore, it appears that no violation of Chapter 13, Minnesota Rules Chapter 1205, or FERPA has occurred. However, since the conclusion reached in this opinion relies upon a court decision of which T's mother may or may not be aware, it is important to note that had her opinion request contained additional information regarding whether the data were or were not recorded, the result of this opinion might have been different. Opinion:Based on the correspondence in this matter, my opinion on the issue raised by T's mother is as follows:
Signed:
Elaine S. Hansen
Dated: December 7, 1995
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Personnel data
Commissioner of Administration
Mental impressions (See: Keezer v. Spickard, 493 N.W.2d 614)
Mental impressions (Keezer v. Spickard, 493 N.W.2d 614)