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Advisory Opinion 95-004

January 26, 1995; Dakota County

1/26/1995 10:14:43 AM

This is an opinion of the Commissioner of Administration issued pursuant to section 13.072 of Minnesota Statutes, Chapter 13 - the Minnesota Government Data Practices Act. It is based on the facts and information available to the Commissioner as described below.


Note: Due to a legislative change in 1995, booking photographs are now classified as public under Minnesota Statutes, section 13.82, subdivision 26.

Facts and Procedural History:

For purposes of simplification, the information presented by the government entity which requested this opinion is presented in summary form. Copies of the complete submission are on file at the offices of PIPA and are available for public access.

On December 12, 1994, the Commissioner received a request for an opinion from James C. Backstrom, attorney for Dakota County (hereinafter County ), concerning the classification of detention photos, also known as booking photos or mug shots.

Mr. Backstrom made reference to an earlier Advisory Opinion of the Commissioner (94-020), in which the Commissioner found that mug shots do not appear to be classified explicitly as public under Minnesota Statutes Section 13.82, but do appear to be classified as public under the operation of the general rule for all government data as set forth in Section 13.03, subdivision 1.

Mr. Backstrom noted that in the discussion of Opinion 94-020, the Commissioner left open the possibility that ...arguments may be made that other provisions of the [Minnesota Government Data Practices Act] may classify booking photos as not public, [however] those arguments were not made by the Sheriff's office in this instance. Mr. Backstrom stated [i]t is the position of the Dakota County Sheriff and my office that detention photos or mug shots are classified under Minn. Stat. section 13.85, subd. 1 as private data. He offered the following bases for his argument.

Detention photos are taken by personnel at the jail where an arrested individual will be detained....The Dakota County Sheriff's Office uses detention photos to make sure that the inmates are properly identified for receiving medical treatment, for participating in various programs offered by the jail and to properly identify the individual who is booked into the jail. Mr. Backstrom also made reference to arguments raised in the earlier referenced Opinion which said that booking photos are rarely used to prepare criminal cases, and are primarily used by law enforcement agencies for the purposes of documenting the identity of individuals they detain.

Mr. Backstrom further stated that [b]ecause these photographs are taken because the individuals are being confined in County jails, it has been the position of the Dakota County Attorney and the Dakota County Sheriff that detention photos are classified as corrections and detention data under Minn. Stat. section 13.85, subd. 1.... , and are therefore ...private to the extent they would, inter alia, 'disclose personal. . . information. . .' unless the data are summary or arrest data....Therefore, if governed by this section, they are private because they disclose personal information about the individual, for example, race.



Issue:

May detention photos ( mug shots ) be classified as private data under Minnesota Statutes Section 13.85, or any provision of Minnesota Statutes other than Section 13.82?



Discussion:

In order to apply the meaning of Minnesota Statutes Chapter 13, the Minnesota Government Data Practices Act, it is necessary to determine what is meant by detention photo or mug shot. The legislature has made no specific reference to this kind of photograph, so guidance on the language used is appropriately sought from a dictionary. (See Minnesota Statutes Section 645.08.) As defined in The American Heritage Dictionary, College Edition, Houghton Mifflin Company, Boston 1985, mug (n) is a photograph of the face, especially one used by police for identification; or (v) to photograph (a person's face) for police files.

As discussed above, Commissioner's Advisory Opinion 94-020 dealt with the issue of whether mug shots are classified as public data under Minnesota Statutes Section 13.82. As was discussed in that opinion, the status of this kind of photograph has been ...the subject of discussion and disagreement for a number of years. The Commissioner, in that Opinion, acknowledged that it could be argued that other provisions of Chapter 13 may classify mug shots as not public.

In this case, the County has argued that mug shots are properly classified as private data under Section 13.85, subdivision 1, which states:

As used in this section, corrections and detention data means data on individuals created, collected, used or maintained because of their lawful confinement or detainment in state reformatories, prisons and correctional facilities, municipal or county jails, lockups, work houses, work farms and all other correctional and detention facilities.

Section 13.85, subdivision 2 states:

Unless the data are summary data or arrest data, or a statute specifically provides a different classification, corrections and detention data on individuals are classified as private pursuant to section 13.02, subdivision 12, to the extent that the release of the data would either (a) disclose personal, medical, psychological, or financial information or (b) endanger an individual's life. (Emphasis added.)

The key to the County's assertion that mug shots are properly classified under this Section is that they disclose personal data. Again, the legislature has not provided a specific definition of personal , and therefore the dictionary offers guidance. The dictionary defines personal inter alia, as of or pertaining to a particular person; private; one's own.

A definition this broad must be narrowed in order to be meaningful in this context. Clearly the legislature did not intend for any or all data pertaining to detained individuals to be classified as private, or it would not have included the conditions specified in Section 13.85(2)(a) and (b). Therefore, in order for the County to make a reasonable argument that mug shots may be classified under this Section, it must be determined that a mug shot falls within a reasonably narrow definition of personal information.

A limited examination of case law in other jurisdictions is inconclusive. The Michigan Court of Appeals found that mug shots are public records and do not fall under the privacy exemption of the state's freedom of information act. (See Patterson v. Allegan County Sheriff502 N.W. 2d 368 (Mich. App. 1993.) The California Penal Code defines a record to include ...information compiled by any local criminal justice agency...pertaining to the identification...of any person, such as...physical description.... . However, the California Court of Appeals found that ...a mug shot is not a 'record or information obtained from a record' within the meaning of the statutes here relied upon. (See People v. McCloud194 Cal Rptr. 75 (Cal. App. 1983) at 183.)

Given the broadness of the definition of the term personal it may be reasonable for the County to argue that a mug shot is a form of personal data, and given the description of the purpose for the collection of mug shots provided by Mr. Backstrom, it also may be reasonable for the County to assert that these photographs may properly be classified under Section 13.85. However, even though the County's position may be reasonable, it is also problematic.

The Commissioner's authority to issue Advisory Opinions was intended, among other things, to assure consistency of application of Chapter 13 through the employment of the expertise of the Department of Administration to offer consistent interpretation of the statute. As noted, the Commissioner has issued an Opinion which states that [b]ooking photos do not appear to be classified as public by Minnesota Statutes Section 13.82. Booking photos do appear to be classified as public by operation of Minnesota Statutes Section 13.03, subdivision 1.

If the County, and other government entities, were to rely upon Section 13.85 to classify mug shots as personal and therefore private data, while others relied upon Advisory Opinion 94-020 to classify mug shots as public, the value of the opinion authority to ensure consistency would be impeded. It may also lead to further complications, because as is the case here, classification of data as private under Section 13.85 will depend upon whether each agency that collects and maintains corrections and detention data determines that mug shots are personal. It is possible that some agencies would continue to treat mug shots as public while others would treat them as private. The result would be no consistency in the treatment of mug shots.

By contrast, if all agencies that maintain mug shots state clearly in their data practices policies and procedures that they treat mug shots as public in reliance on the Commissioner's Opinion, then the agency should be immunized from financial liability and the state and the public will benefit from consistent treatment of these data.

It is also important to note that important public safety objectives are attained by the treatment of mug shots as public data. In practice, law enforcement agencies make use of mug shots in the investigation of subsequent crimes, through photographic lineups, or the public release of a photograph to aid the apprehension of escapees and other fugitives. If mug shots were to be classified under Section 13.85, they would be private data, and potentially these uses of mug shots could not be made without the informed consent of the data subject.

Mr. Backstrom also asked whether any provision of Minnesota Statutes other than Section 13.82 applies to the classification of mug shots. It does not appear that any of the other Sections of Chapter 13 which govern data maintained by criminal justice agencies is applicable.

The Commissioner issued an Opinion which stated that as the legislature has not stated specifically that mug shots are not public, then mug shots appear to be public data under the operation of Section 13.03, subdivision 1. If the County decides to treat mug shots as private data under Section 13.85, it would result in inconsistent treatment of these data, and would lead to the other problems addressed above. In this instance, the Commissioner concludes that a subject of such public importance and on-going disagreement ought, in the best interests of the State, to be handled consistently. The Commissioner believes that the consistency of interpretation of Chapter 13 is one of the objectives set forth for her by the legislature when it conferred upon her the authority to issue advisory opinions. Therefore, even though there may be a basis within Section 13.85 for determining that mug shots may be treated as private data, it is the Commissioner's conclusion that mug shots are public data.


Opinion:


Based on the correspondence provided in this matter, and subject to the issues discussed above, my opinion on the issue raised by Mr. Backstrom is as follows:

Mug shots are properly classified as public data, pursuant to Minnesota Statutes Section 13.03, subdivision 1

Signed:

Elaine S. Hansen
Commissioner

Dated: January 26, 1995



Law enforcement data

Legislative authority and intent

Statutory construction (Ch. 645)

Booking photos

Advisory Opinions

Purpose

Words and phrases construed (645.08)

Mug shots

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