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Advisory Opinion 00-050

November 3, 2000; School District 273 (Edina)

11/3/2000 10:14:43 AM

This is an opinion of the Commissioner of Administration issued pursuant to section 13.072 of Minnesota Statutes, Chapter 13 - the Minnesota Government Data Practices Act. It is based on the facts and information available to the Commissioner as described below.


Facts and Procedural History:

For purposes of simplification, the information presented by the person who requested this opinion and the response from the government entity with which the person disagrees are presented in summary form. Copies of the complete submissions are on file at the offices of IPA and, except for any data classified as not public, are available for public access.

On September 1, 2000, IPA received a letter dated August 31, 2000, from X. In X's letter, s/he asked the Commissioner to issue an opinion regarding his/her access to certain data that School District 273, Edina, maintains. Subsequent communications between X and IPA staff occurred and it was agreed that the Commissioner would issue an opinion on the matters listed below.

IPA, on behalf of the Commissioner, wrote to Kenneth Dragseth, Superintendent of the District, in response to X's request. The purposes of this letter, dated September 15, 2000, were to inform him of X's request and to ask him to provide information or support for the District's position. On September 25, 2000, IPA received a response, dated same, from Paul Ratwik and Ann Goering, attorneys representing the District. In addition, in a letter dated September 12, 2000, Dr. Dragseth wrote to the Commissioner regarding X's opinion request.

A summary of the facts is as follows. In a letter dated August 11, 2000, X requested access to all data that the District maintains about him/her. In another letter dated August 11, 2000, X requested access to the following data about applicants for social work positions that were interviewed during calendar year 2000: name of applicant; address; veteran status; test scores, including supporting documentation and interview notes; rank; job history; education and training, including licensure information; and work availability. X also asked the District to indicate the name of the selected candidate for each of the nine social work positions that were recently filled and their building assignments.

In a letter dated August 22, 2000, Dr. Dragseth wrote to X and provided him/her with certain information. He stated:

...The fact that an applicant for employment has been interviewed by a site-based team does not make that person a finalist for the position. Accordingly, the information which I am allowed by [Chapter 13] to provide you with in regard to applicants consists of: veteran status, relevant test scores, rank on eligibility test, job history, education and training, and work availability.

Please note that I have not included licensure information regarding the applicants. I do not agree with your conclusion that the term education and training includes licensure.

I have attached to this letter a document summarizing the data regarding applicants for social work positions who were interviewed during the calendar year 2000. I have also enclosed a packet containing all public and private data on you as an applicant.

In a letter dated August 24, 2000, X wrote to Dr. Dragseth. X stated:

...Minnesota Statute 13.43, Subd. 3 clearly states that all candidates who are interviewed are finalists. Therefore, please provide the rest of the information promptly...You also did not provide the test scores and notes that I requested for any candidate.

In addition, you did not provide all the information that I requested under Minnesota Statute 13.03 regarding my records. I am aware that both [certain people] contacted several of my references and asked numerous questions. All of that information is missing.

In a letter dated August 28, 2000, Dr. Dragseth wrote to X. He stated:

In response to your letter of August 24, 2000, please be aware that the school district did not conduct any tests on applicants. Therefore, there are no test scores to disclose to you. With respect to notes, nothing in [Chapter 13] authorizes the disclosure of interview notes regarding other applicants for employment. Therefore, this information will not be provided to you.

With respect to the names of finalist [sic], you are in error....The interview committee and/or building principal are not appointing authorities. The School Board is the appointing authority. Therefore, the names of individuals interviewed by anyone or any group other than the School Board are not public and will not be provided to you.

Enclosed please find data related to inquiries made to one of your references. This information was inadvertently omitted from the data previously sent to you. We are unable to locate the reference check performed by [a person]. If we are able to locate it, we will forward a copy to you.

X then requested an advisory opinion.


Issues:

In his/her request for an opinion, asked the Commissioner to address the following issues:

  1. Pursuant to Minnesota Statutes, Chapter 13, did School District 273, Edina, respond appropriately to an August 11, 2000, request for access to data about job applicants?
  2. Pursuant to Minnesota Statutes, Chapter 13, did School District 273, Edina, respond appropriately to a data subject's August 11, 2000, request for access to data about him/herself?


Discussion:

Issue 1

Minnesota Statutes, section 13.43, subdivision 3, classifies data about current and former applicants for employment. The following applicant data are public: veteran status; relevant test scores; rank on eligible list; job history; education and training; and work availability. An applicant's name becomes public when that person is selected to be interviewed by the appointing authority. At that point, the applicant has become a finalist.

X requested access to the following applicant data: name; address; veteran status; test scores, including supporting documentation and interview notes; rank; job history; education and training, including licensure information; and work availability. X also asked the District to indicate the name of the selected candidate for each of the nine social work positions that were recently filled and their building assignments.

Based on the documentation provided to the Commissioner, it appears the District provided X with the following applicant information: veteran's status; job history; education and training; and work availability. In addition, it appears that the District provided X with the names of the nine people whom the District hired in 2000, but it does not appear the District provided information about their building assignments. Therefore, the Commissioner will address whether the District should have provided X with names, addresses, test scores - including supporting documentation and interview notes, licensure information, and rank on eligible list about applicants, and the building assignments for the nine new social workers.

As stated above, the name of an applicant for employment becomes public when that person is selected to be interviewed by the appointing authority. In this case, the District asserts that a search team interviewed the applicants. Because the School Board, not the search team, is the appointing authority, the names of the applicants are not public. In his September 12, 2000, letter, Dr. Dragseth wrote:

In the present situation, the School Board did not interview any of the applicants. It also did not delegate the hiring decision to the search committee. Instead, the search committee, made up of non-School Board members, reviewed applications and narrowed the applicant pool to a group of individuals. The committee then interviewed applicants and made a recommendation to the School Board. As appointing authority for the district, the School Board made the hiring decision without itself interviewing the applicants. Therefore, in this case, there were no finalists as that term is defined in Minn. Stat. section 13.43 Subd. 3. Therefore, the names of the applicants remain private.

The Commissioner opines that the District has reached the correct conclusion. In this case, the appointing authority - the School Board - did not interview the applicants. Therefore, their names are not public. The Commissioner would like to add, however, that the District's hiring process, in this case, could effectively circumvent the intention behind requiring entities to make public the names of finalists. If the process is set up so that no candidates are interviewed by the appointing authority, the only name made public is that of the person who is hired. This does not allow for the public check clearly intended by the Legislature when it enacted section 13.43, subdivision 3.

Regarding addresses of applicants, such data are private pursuant to section 13.43, subdivision 4, and not available to X.

X also asked for test scores, including supporting documentation and interview notes. Section 13.43, subdivision 3, provides that relevant test scores are public. Dr. Dragseth wrote that the District did not conduct any tests on applicants. He stated, Therefore, there are no test scores to disclose to you. It is the Commissioner's opinion that the term relevant test scores relates to tests that a prospective employer administers to prospective employees. Therefore, if the District does not have any test score data, it cannot provide such information to X.

In addition to education and training data, which the District provided, X requested access to licensure information. The District refused to provide the licensure information. Dr. Dragseth wrote, I do not agree with your conclusion that the term education and training' includes licensure. Licensure information is not one of the types of data listed as public in section 13.43, subdivision 3. Therefore, such data are not available to X. Some types of licensing data are available to X from the licensing board. See section 13.41.

Pursuant to section 13.43, subdivision 3, rank on eligible list is public. The District provided applicant data to X in chart form. The chart has a column for rank in which the District noted that each applicant was either a non-finalist or a finalist. Subdivision 3 of section 13.43 states that rank on eligible list is public. If the District has an eligibility list with rankings, the applicant's rank is public and the District should have provided that information to X. If the District does not have a list, it should have advised X that such data do not exist.

Regarding X's request for the building assignments for the nine new social workers, pursuant to section 13.43, subdivision 2 (7), an employee's work location is public. The District was required to provide X with a work location for each of the nine employees.

Issue 2

Pursuant to Minnesota Statutes, section 13.04, the District was required to respond to X's request for data about him/herself within ten working days. X asked for data about him/herself in a letter dated August 11, 2000. Attached to a letter dated August 22, 2000, - within the ten day time frame - the District provided X with some data. Dr. Dragseth wrote, I have also enclosed a packet containing all public and private data on you as an applicant.

In his/her August 24, 2000, letter, X wrote back and asserted that s/he did not receive all data to which s/he was entitled. X wrote, I am aware that both [certain people] contacted several of my references and asked numerous questions. All that information is missing.

In his letter dated August 28, 2000, Dr. Dragseth wrote:

Enclosed please find data related to inquiries made to one of your references. This information was inadvertently omitted from the data previously sent to you. We are unable to locate the reference check performed by [a person]. If we are able to locate it, we will forward a copy to you.

X made his/her request on August 11. The District provided X with data on August 22 (within the ten day time frame) and on August 28 (outside the ten day time frame). Pursuant to section 13.04, the District did not provide the reference check data within the statutorily prescribed time frame, although the omission appears to have been inadvertent.

Further, X alleges that the District did not provide him/her with all data responsive to his/her request. The District asserts that it responded to the request in full. The Commissioner cannot make a determination one way or the other. However, if the District maintains additional data about X, e.g., the reference check Dr. Dragseth referred to in his August 28 letter, it should provide any such data to X immediately. If the District used data in the reference check to make a decision about hiring X, the data are official records within the meaning of Minnesota Statutes, section 15.17 and Minnesota Statutes, section 138.163, et. seq. The District should have both maintained the data and made them available to X.


Opinion:

Based on the facts and information provided, my opinion on the issues that X raised is as follows:

  1. Pursuant to Minnesota Statutes, Chapter 13, School District 273, Edina, responded appropriately, in part, and not appropriately, in part, to an August 11, 2000, request for access to data about job applicants.
  2. Pursuant to Minnesota Statutes, Chapter 13, School District 273, Edina, responded appropriately, in part, and not appropriately, in part, to the data subject's August 11, 2000, request for access to data about him/herself.

Signed:

David F. Fisher
Commissioner

Dated: November 3, 2000



Legislative authority and intent

Licensing data

Personnel data

Applicants for employment

Candidates for employment

Licensing data (13.41)

Finalist for public employment (13.43, subd. 3)

Licensure information

Selection committee/search team

Test scores

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