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Advisory Opinion 99-040

November 15, 1999; City of New Brighton

11/15/1999 10:17:43 AM

This is an opinion of the Commissioner of Administration issued pursuant to section 13.072 of Minnesota Statutes, Chapter 13 - the Minnesota Government Data Practices Act. It is based on the facts and information available to the Commissioner as described below.


Facts and Procedural History:

For purposes of simplification, the information presented by the person who requested this opinion and the response from the government entity with which the person disagrees are presented in summary form. Copies of the complete submissions are on file at the offices of IPA and, except for any data classified as not public, are available for public access.

On September 24, 1999, IPA received a letter from Dennis Guldan. In this letter, Mr. Guldan asked the Commissioner to issue an advisory opinion regarding his rights to gain access to certain data maintained by the City of New Brighton.

In response to Mr. Guldan's request, IPA, on behalf of the Commissioner, wrote to Matt Fulton, Manager of the City. The purposes of this letter, dated September 29, 1999, were to inform him of Mr. Guldan's request and to ask him to provide information or support for the City's position. On October 8, 1999, IPA received a response from Mr. Fulton. A summary of the facts of this matter follows.

In September 1999, Mr. Guldan requested from the City manager access to the following data, in simple PC readable electronic format: (1) all financial transactions for the years 1995-1999; (2) all council and commission meeting minutes for the same time period; and (3) a list of current commission members and the number of years each has served in her/his current position.

The copy of the letter Mr. Guldan submitted to the Commissioner was dated September 10, 1999. In his opinion request, Mr. Guldan stated: I was told by phone on September 17th by the New Brighton City Manager (though I requested a response in writing) that the material I requested would take a large amount of city staff time and I would be required to pay for the staff time. I refused to pay for what I believe should be public information, which should be free and available. I have no problem paying a few dollars for CDS or disks. Mr. Guldan did not indicate whether he had received access to any of the data he requested.

In his response to the Commissioner, Mr. Fulton noted that the copy of the letter he received from Mr. Guldan on September 13, 1999, was dated September 17, 1999. He also stated: [a]lthough it is not mentioned in Mr. Guldan's letter [to the Commissioner], I followed up [voice mail messages] with a letter to Mr. Guldan on September 17, which is attached for your review.

In that letter to Mr. Guldan, Mr. Fulton told him that the data he requested about commission members would be sent to him via electronic mail. In his response to the Commissioner, Mr. Fulton stated that those data were transmitted via e-mail to Mr. Guldan on September 17, 1999.

With regard to Mr. Guldan's request for historical City Council and Commission minutes, Mr. Fulton wrote to Mr. Guldan:

. . . we have hard copy minutes that are readily available for your review dating back to 1995. Some of our older electronic records of these meetings are kept on floppy disks along with other retained city information. . . . . In order to fulfill your request to provide this information in an easily readable electronic format, my staff would need to spend the time in gathering all of the departmental data files and copying files onto a floppy disk for your use. This effort would be extensive, involving several hours of staff time. Pursuant to our policy, it is the type of request that would justify a charge for the staff effort. However, I will be sending to you via e-mail Council minutes back to 1995. . . . .

In his response to the Commissioner, Mr. Fulton stated that all historical council minutes had been provided to Mr. Guldan via e-mail on September 21, 1999. Mr. Fulton reiterated that commission minutes are maintained in paper form. He wrote: Mr. Guldan's request for electronic copies of commission minutes requires searching and assembling all historical electronic copies kept on floppy disk, the recreation of electronic copies where only paper form exists, and organizing/copying all minutes onto floppy disks. To date, over 14 hours of staff effort has been put into attempting to meet Mr. Guldan's request.

With regard to Mr. Guldan's request for an electronic copy of historical financial transactions, Mr. Fulton stated to him: [i]t would require an extremely extensive amount of programming work to reformat our financial records into an understandable and readable electronic format for your use. The City's financial records are maintained on a computer system separate from the City's overall network system. I welcome you to review all of our paper copies of historical financial information . . . . [which are] readily available for your use.

In his response to the Commissioner, Mr. Fulton stated:

The City of New Brighton utilizes a proprietary financial software system which resides on a mid-frame computer system. The City's financial transactions are recorded and maintained within this system in multiple financial software packages. This system provides various reports which have been programmed by an outside consultant. Information can be easily generated in paper form or by viewing it on a computer screen within our offices. Any modification to the current reports requires additional programming. It is not possible to make an electronic copy of the information requested by Mr. Gulden [sic] without additional programming. . . . . This effort would be extensive, particularly given the fact that Mr. Gulden [sic] is requesting information regarding multiple years. . . . .

Neither Mr. Guldan nor Mr. Fulton discussed the specific charges that the City proposed. Therefore, the Commissioner will assume, for purposes of this opinion, that Mr. Guldan objects to any charge for the staff time involved in fulfilling his request.


Issue:

In his request for an opinion, Mr. Gulden asked the Commissioner to address the following issue:

Pursuant to Minnesota Statutes, Chapter 13, did the City of New Brighton respond appropriately to a September 10, 1999, request for access to data?

Discussion:

Pursuant to Minnesota Statutes, section 13.03, subdivision 1, all government data are presumed to be public unless otherwise classified under state or federal law. According to that same subdivision, [t]he responsible authority in every state agency, political subdivision and statewide system shall keep records containing government data in such an arrangement and condition as to make them easily accessible for convenient use.

In relevant part, pursuant to section 13.03, subdivision 3 (c), [i]f a person requests copies or electronic transmittal of the data to the person, the responsible authority may require the requesting person to pay the actual costs of searching for and retrieving government data, including the cost of employee time, and for making, certifying, compiling, and electronically transmitting the copies of the data or the data, but may not charge for separating public from not public data. [Emphasis added.]

Accordingly, the City may properly require Mr. Guldan to pay the reasonable costs of the staff time involved in responding to his request. (It does not appear from the information provided that any of the data in question are maintained or accessible to the public on-line. If they were, then 1999 amendments to section 13.03 would apply. See Laws for Minnesota 1999, Chapter 227, Section 1.)

The City maintains some of the data Mr. Guldan requested in electronic format, and some in paper form. Minnesota Statutes, section 13.03, and Minnesota Rules Part 1205.0300, provide that government entities must grant prompt, appropriate, convenient and reasonable access to public government data. However, those provisions of statute and rule do not provide members of the public the right to dictate the specific forms in which the data to which they seek access are provided. The fact that Mr. Guldan may disagree with the standard provided in statute is something for which the City may not be held responsible. Mr. Guldan may reasonably prefer a different accommodation than that provided by the City, but it is not required to provide him with copies of data in electronic format at no charge, if the City does not maintain the data in that form. (See also Advisory Opinions 95-037 and 96-032.)

From the information provided, it is possible that decisions made by the City in its financial records system design may have resulted in an inability to provide, in Mr. Guldan's view, convenient access to the data. However, questions relating to a government entity's specific obligations to design computer systems to provide convenient access involve issues not currently addressed in statute.

However, as the Commissioner noted in Advisory Opinion 96-032:

Chapter 13 imposes an obligation on all government entities to maintain government data in such an arrangement and condition as to make them easily accessible for convenient use. (Section 13.03, subdivision 1.) To meet this obligation, government entities must, when designing their filing systems (both manual and electronic), make efforts to ensure that the government data contained in those systems are easily accessible for convenient use.

This language places an affirmative duty on government agencies to design data storage, data retrieval and filing systems in such a way that those systems will assist and not hinder the public in gaining access to government data. This language was first enacted by the Legislature in 1941, and codified at Minnesota Statutes Section 15.17, the Official Records Act. (See Session Laws of Minnesota, 1941, Chapter 553, Section 4.) Virtually all of the modern record-keeping and management information systems, both manual and electronic, that have come into existence in the State in the last fifty years have been subject to the requirement that they be designed and implemented so that the data contained within them are easily accessible for convenient use by the public.


Opinion:

Based on the facts and information provided, my opinion on the issue raised by Mr. Gulden is as follows:

Pursuant to Minnesota Statutes, Chapter 13, the City of New Brighton responded appropriately to a September 10, 1999, request for access to data. The data the City maintains in paper form are readily accessible, and the City promptly provided electronic copies of the data it maintains in electronic form.

Signed:

David F. Fisher
Commissioner

Dated: November 15, 1999


Response to data requests

Copy costs

Organization of data, in general

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