November 6, 2001; Minnesota Department of Human Services
11/6/2001 10:14:43 AM
This is an opinion of the Commissioner of Administration issued pursuant to section 13.072 of Minnesota Statutes, Chapter 13 - the Minnesota Government Data Practices Act. It is based on the facts and information available to the Commissioner as described below.
Note: Minnesota Statutes, section 13.43, subdivision 2, clauses (e) (4) and (f), were enacted in 2012, after this opinion was issued. Those provisions supersede the conclusion the Commissioner reached here.
Facts and Procedural History:For purposes of simplification, the information presented by the person who requested this opinion and the response from the government entity with which the person disagrees are presented in summary form. Copies of the complete submissions are on file at the offices of IPA and, with the exception of any data that are not public, are available for public access. On September 14, 2001, IPA received a letter from X. In this letter, X asked the Commissioner to issue an advisory opinion concerning his/her rights regarding a policy of the Minnesota Department of Human Services (DHS.) In response to X's request, IPA, on behalf of the Commissioner, wrote to Michael O'Keefe, Commissioner of DHS. The purposes of this letter, dated September 20, 2001, were to inform him of X's request and to ask him to provide information or support for DHS's position. On October 24, 2001, IPA received a response from Noah Cashman, Assistant Attorney General for DHS. A summary of the facts of this matter follows. X is a patient at the Minnesota Sex Offender Program ( Program ) in Moose Lake. X disagreed with certain data in his/her treatment plan, and was informed that s/he could submit a written addendum that would be included in the record. X replied that s/he understood that the appropriate route to challenge data was through Commissioner O'Keefe. S/he was advised that both options were available, and that the addendum option was the established practice of the Program. X located a copy of the Program policy in question, Policy # 24.6, Section IV, which states that data challenges may be submitted to the Program CEO, who will make a determination regarding the disputed data. If the patient disagrees with the CEO's determination, s/he may appeal to the Commissioner of Human Services within 60 days of notice. In his response to the Commissioner of Administration, Mr. Cashman made the following comments: The issue that [X] asks Commissioner Fisher to address results from an error by the Program. After a review of Policy #24.6 in 1999, the Program decided it would not use the data challenge procedures set out in Section IV of the policy. It determined that the procedure specified in [the DHS] The Key to Privacy brochure [a copy of which X had obtained from DHS] was the appropriate one for challenging the accuracy and completeness of data held by the Program. And that is, in fact, the procedure that is followed by the Program. Once it had determined that the data challenge procedures in Policy # 24.6 would not be followed, the Program should have revised the Policy to avoid any confusion as to what its accuracy and completeness procedures actually are. Program staff is now in the process of revising the Policy. The failure to issue a revised policy on accuracy and completeness challenges created confusion, and for this the Program apologizes. [X] is also apparently concerned that the treatment team offered him/her the option to immediately add an addendum to the challenged record in addition to submitting a written accuracy and completeness challenge to the Commissioner. The practical effect of such an addendum is that anyone referring to the challenged data before the Commissioner renders his decision would learn that the data is being challenged. In the event that the Commissioner upholds the challenge, the data would then be corrected and the addendum removed. If the challenge fails, the addendum would remain if the challenger continues to maintain that the data is inaccurate or incomplete. This seems to be a fair and expeditious way to acknowledge that there is an existing dispute about the accuracy and completeness of certain data, and it is fully consistent with [Minnesota Statutes, Chapter 13.] It is also consistent with [Minnesota Rules Part] 1205.0900(B), which requires the Commissioner to make good faith attempts to resolve administrative controversies over the agency's data practices. Issue:In his/her request for an opinion, X asked the Commissioner to address the following issue:
Discussion:Pursuant to Minnesota Statutes, section 13.04, subdivision 4, an individual has the right to challenge the accuracy and/or completeness of data about him/her that a government entity maintains: To exercise this right, an individual shall notify in writing the responsible authority describing the nature of the disagreement. The responsible authority shall within 30 days either: (1) correct the data found to be inaccurate or incomplete and attempt to notify past recipients of inaccurate or incomplete data, including recipients named by the individual; or (2) notify the individual that the authority believes the data to be correct. Data in dispute shall be disclosed only if the individual's statement of disagreement is included with the disclosed data. In order for a data subject to exercise his/her right to challenge data per section 13.04, subdivision 4, the data subject must follow the procedures outlined in statute and Minnesota Rules, Chapter 1205. DHS has acknowledged that Moose Lake Regional State Operated Services Policy # 24.6, Section IV, is in error and is being corrected. Henceforth, data challenges will be handled by the Program in accordance with the requirements of Minnesota Statutes, Chapter 13, and Minnesota Rules Chapter 1205, as specified in DHS's The Key to Privacy brochure. With respect to Mr. Cashman's statements regarding the opportunity for a patient to place an addendum in his/her record, the Commissioner has the following comments. There is a clear obligation upon government entities under the statute to include the statement of disagreement with any disclosure of disputed data. Mr. Cashman is correct that allowing a Program patient to place an addendum in his/her file while a data challenge is pending is not in contravention of Chapter 13, as long as the inclusion of the addendum is in addition to providing a statement of disagreement, not in lieu of same. In fact, depending upon how DHS interprets the meaning of disclosure for purposes of section 13.04, subdivision 4, such practice may offer a data subject more rights than those provided under Chapter 13. For example, if access to disputed data by a Program staff person is not considered by DHS to be a data disclosure for purposes of this section, inclusion of the addendum with those data could inform a staff member who might not otherwise know that the data are under challenge. As long as DHS's practice complies with the essential process for challenging data, as provided at section 13.04, subdivision 4, the opportunity to include an addendum regarding disputed data is allowable. Opinion:Based on the facts and information provided, my opinion on the issue raised by X is as follows:
Signed:
David F. Fisher
Dated: November 6, 2001 |
Data subjects
Challenge accuracy and completeness of data