Review:
Broker Dealers and their Agents
How to Register as a Broker Dealer Firm
Application requirements for broker-dealers are defined in Minn. Stat.§ 80A.61 and Minn. Rule 2876.4062. All applications for registration as a broker dealer must be filed electronically through the Central Registration Depository (CRD)
Forms and Fee Requirements for Initial Registration
Registration Amendments & Renewals
Experience Requirement & Experience Requirements
How to Register as a Broker Dealer Agent
Broker Dealer Firm
Forms and Fee Requirements for Initial Registration
Broker Dealer Agent
Forms and Fees Requirements for Initial Registration
All applications for registration as a broker dealer must be filed electronically through FINRA's Central Registration Depository (CRD)
Broker Dealer Firm
Forms and Fee Requirements for Initial Registration
Registration Amendments & Renewals
Broker Dealer Agent
Forms and Fees Requirements for Initial Registration
Annual
Broker Dealer and their Agents