Primary navigation
Feature image for Rulemaking

Rulemaking

    Mailing List

    The Department maintains a list of interested persons who would like to receive notice of all rule proposals. If you are interested in being on the Department's registered mailing list, please submit your request by email. Rule Types: Permanent (Ch. 14); Expedited Permanent (§14.389); Good Cause Exempt (§14.388); Exempt (§14.386) To inspect: Written comments; or Written requests for a public hearing; or List of persons who requested a public hearing; or List of persons who requested a public hearing; contact agency contact person.

    The rulemaking docket contains information and links related to current rulemaking activities by the Minnesota Department of Commerce, including published notices, availability of rule drafts, how to submit comments, the status of the rule adoption process and hearings, information about newly adopted rules and the names of contact people.

    The date shown is the last date the material was updated. The items are in order with the most recent at the top of the list. If there is nothing listed, it means there is no current rulemaking underway within the Department of Commerce.

    RSS feed

    Proposed Amendment to Rules Relating to Broker Dealer Conduct, Minnesota Rules, 2876.5021

    11/19/2025 1:31:36 PM

    Notices Published:

    Current Status: Adopted

    Availability of Rule Draft:
    Proposed Draft Rules are under “Notices Published” above

    Rule Type: Expedited

    Public Hearing Schedule:
    No public hearing is scheduled pursuant to Minnesota Statute section 14.388.

    Link to e-comments: https://minnesotaoah.granicusideas.com/discussions

    Date Rule Adopted: May 19, 2026

    Secretary of State Filing Date: May 27, 2026

    Effective Date of Rule: June 29, 2026

    Contacts

    For technical or substantive questions and written comments or questions, requests to receive a draft of the rules, requests for accessible versions of published notices, and requests for more information on these possible rules should be directed to:

    Amanda Kelting, Director of Securities
    Minnesota Department of Commerce
    85 7th place East, Suite 280
    St. Paul, MN 55101
    (651) 539-1723
    amanda.kelting@state.mn.us

    back to top