CLARENCE JOHNSON, Employee/Appellant, v. A TOUCH OF CLASS PAINTING, INC., and STATE FARM FIRE & CAS. CO., Employer-Insurer.

WORKERS’ COMPENSATION COURT OF APPEALS
OCTOBER 8, 2009

No. WC09-4986

HEADNOTES

APPEALS - NOTICE OF APPEAL.  There is no statutory provision for waiver of the filing fee on appeal.  The $25.00 filing fee must be paid within the 30-day appeal period to perfect an appeal.  The employee failed to timely remit the filing fee and this court lacks jurisdiction to consider the merits of the appeal.

Appeal dismissed.

Determined by: Johnson, C.J., Wilson, J., and Stofferahn, J.
Compensation Judge: Paul V. Rieke

Attorneys: Clarence Johnson, pro se Employee.  Mark A. Wagner, Johnson & Condon, Minneapolis, MN, for the Respondents.

 

OPINION

THOMAS L. JOHNSON, Judge

The employee filed a notice of appeal from an Order Dismissing Claim Petition.  The court concludes the employee failed to timely remit the filing fee and the appeal is dismissed.

BACKGROUND

Clarence Johnson, the appellant, performed work activities for A Touch of Class Painting, Inc., the employer, in late 2003.  In September 2005, the appellant filed a claim petition alleging he was an employee of the employer on October 15 and November 13, 2003, and that, on these dates, he sustained work-related injuries to both shoulders.  The appellant claimed entitlement to temporary total disability from October 16, 2003, through March 15, 2004, temporary partial benefits from March 16, 2004, to date, and rehabilitation assistance.  The employer denied the appellant’s claims and asserted the appellant was an independent contractor on the dates of the claimed injuries and that the injuries to his shoulders were temporary.

In August 2006, the parties entered into a settlement in which the employer and insurer agreed to pay to the appellant the sum of $6,000.00 in exchange for a full and complete settlement of any and all claims, including medical expenses, arising out of the personal injuries of October 15 and November 13, 2003.  An Award on Stipulation was filed on September 19, 2006.

On October 17, 2007, the appellant filed a petition to vacate the September 2006 Award on Stipulation on the grounds of mistake and newly discovered evidence.  Thereafter, the appellant filed an amendment to the petition to vacate, adding fraud and a substantial change in condition as bases for his petition.  In March 2008, a panel of this court denied the employee’s petition to vacate.  Johnson v. A Touch of Class Painting, Inc., No. WC08-113 (W.C.C.A Mar. 31, 2008).

On May 6, 2009, the appellant filed an amended claim petition alleging that he sustained a personal injury on October 6, 2003, arising out of and in the course of his employment with the employer.  The appellant claimed entitlement to temporary total disability benefits from November 13, 2003, through September 27, 2004, permanent partial disability of both shoulders, and rehabilitation benefits.  On June 1, 2009, the employer and insurer filed a Motion to Dismiss the claim petition.  Following a review of the employer’s Motion to Dismiss and certain imaged records, a compensation judge at the Office of Administrative Hearings issued an Order Dismissing Claim Petition on July 10, 2009.

On July 15, 2009, the appellant filed a notice of appeal to the Workers’ Compensation Court of Appeals from the compensation judge’s Order Dismissing Claim Petition.  By letter dated August 3, 2009, Ms. LeeAnn Shymanski, the Assistant to Chief Judge/Scheduling Supervisor at the Minnesota Office of Administrative Hearings, acknowledged receipt of the employee’s Notice of Appeal.  Ms. Shymanski’s letter also stated the appellant’s Notice of Appeal did not include the $25.00 filing fee required by Minn. Stat. § 176.421, subd. 4.  By letter dated August 4, 2009, the appellant replied to Ms. Shymanski’s letter as follows:

Judge Shymanski:
I am Clarence Johnson, a disable pro Se, received your Aug/3/09 letter, where you stated, I didn’t include a $25 filing fee, I can not afford to pay the fee, sending my monthly income EXA making a MOTION to have fees waived, Also on 6/11/09 Attorney Eric R.Lee signed a retainer, stating he would handle this case, a few days ago, he withdrew, for the records, Mr Lee has no connection on this case.
All Parties were served by fax

On August 7, 2009, the official record was certified to the Workers’ Compensation Court of Appeals.  By letter dated August 14, 2009, Mark A. Wagner, counsel for the employer and insurer, wrote the court seeking a dismissal of the employee’s appeal asserting it was not perfected under the statute because the appellant failed to pay the $25.00 filing fee.  The appellant did not respond to the motion.

DECISION

Minn. Stat. § 176.421, subd. 4, provides, in part, that “[w]ithin the 30-day period for taking an appeal, the appellant shall: . . . (3) in order to defray the costs of the preparation of the record of the proceedings appealed from, pay to the commissioner of finance, Office of Administrative Hearings account the sum of $25.00.”

There is no dispute the appellant failed to pay the $25.00 fee within the 30-day period for taking an appeal.  The employee did, however, send a letter to Ms. Shymanski at the Office of Administrative Hearings stating he could not afford to pay the $25.00 fee and requesting to have the fee waived.  No judge from the Office of Administrative Hearings ruled on the employee’s motion.

Whether a judge at the Office of Administrative Hearings has statutory authority to waive the $25.00 fee is a question of first impression.  Minn. Stat. § 176.421, subd. 4, provides that upon “a showing of cause, the chief administrative law judge may direct that a transcript be prepared without expense to the party requesting its preparation in which case the cost of the transcript shall be paid by the Office of Administrative Hearings.”  The statute does not specifically state that the chief administrative law judge may waive the $25.00 fee.

Minn. Stat. § 176.421, subd. 4, further provides:

All fees received by the Office of Administrative Hearings for the preparation of the record for submission to the Workers’ Compensation Court of Appeals or for the cost of transcripts prepared by the office shall be deposited in the Office of Administrative Hearings account in the state treasury and shall be used solely for the purpose of keeping the record of hearings conducted under this chapter and the preparation of transcripts of those hearings.

The $25.00 fee is to defray the costs of the preparation of the record.  The cost for the preparation of the transcript is a separate charge payable to the person who prepares the transcript.[1]  The statute does not define the phrase “the record of the proceedings appealed from.”  In workers’ compensation practice, however, the record of the proceedings may include exhibits, orders, findings, letters, motions and other documents in the file certified to the Workers’ Compensation Court of Appeals by the chief administrative law judge.  While the transcript may be considered a part of the record of the proceedings, the two are not synonymous.  We do not read Minn. Stat. § 176.421, subd. 4, as granting the chief administrative law judge the authority to waive the payment to the commissioner of finance of the $25.00 fee.  Had the legislature wished to grant the chief administrative law judge that authority, it could so provide in the statute.  We further note that the $25.00 filing fee may be taxed as a cost under Minn. Stat. § 176.511.

The appellant failed to pay the $25.00 fee to the commissioner of finance within the 30-day period for taking an appeal.  The $25.00 filing fee must be paid within the 30-day appeal period in order perfect an appeal.  Ferguson v. Ford Motor Co., 61 W.C.D. 54 (W.C.C.A. 2001) (and cases cited therein).  The service and filing requirements for a notice of appeal are jurisdictional.  Carpenter v. Woodvale, Inc., 400 N.W.2d 727, 39 W.C.D. 430 (Minn. 1997); Kerns v. Julette Originals Dress Co., 267 Minn. 278, 126 N.W.2d 266, 23 W.C.D. 127 (1964).  Where subject matter jurisdiction is lacking, this court cannot reach the merits of the case.  Hammesch v. Molitor, 328 N.W.2d 455, 35 W.C.D. 541 (Minn. 1983).

The appellant failed to timely remit the filing fee.  Accordingly, this court lacks jurisdiction to consider the merits of the appeal.  The appellant’s appeal is, therefore, dismissed.



[1] The Office of Administrative Hearings (OAH) no longer employs court reporters.  Most hearings at OAH are digitally recorded.  In the event of an appeal, OAH contracts with a third person or firm to transcribe the hearing from the digital tapes.  In certain cases, a private court reporter is hired by OAH to record the testimony and the court reporter will transcribe the proceeding in the event of an appeal.