This opinion will be unpublished and
may not be cited except as provided
by
Minn. Stat. § 480A.08, subd. 3
(1998).
STATE OF MINNESOTA
IN COURT OF APPEALS
C8-99-910
State of Minnesota,
Respondent,
vs.
Shah Quran Ehassan Aziz,
Appellant.
Filed April 11, 2000
Affirmed
Shumaker, Judge
Hennepin County District Court
File No. 98063932
Mike
Hatch, Attorney General, Suite 500, 525 Park Street, St. Paul, MN 55103-2106,
and
Amy
Klobuchar, Hennepin County Attorney, Beverly J. Benson, Assistant County
Attorney, C-2000 Government Center, Minneapolis, MN 55487 (for respondent)
John
M. Stuart, State Public Defender, Lawrence W. Pry, Assistant State Public
Defender, 2829 University Avenue Southeast, Suite 600, Minneapolis, MN
55414-3230 (for appellant)
Considered
and decided by Klaphake, Presiding Judge, Crippen, Judge, and Shumaker, Judge.
U N P U B L I S
H E D O P I N I O N
SHUMAKER, Judge
Appellant
Shah Aziz challenges the trial court's denial of his petition for
postconviction relief, alleging various trial errors, prosecutorial misconduct,
and ineffective assistance of counsel.
We affirm.
FACTS
A jury
found appellant Shah Aziz guilty of solicitation and inducement of
prostitution, and kidnapping. The trial
court denied his petition for postconviction relief.
The
complaining witness against Aziz was J. R., an 18-year-old woman. She testified that she and her girlfriend,
C. N., met Aziz in early May, 1998.
Aziz first persuaded the women to assist him in a scheme to defraud a
bank. At about the same time, he began
to ask J. R. to work for him as a prostitute.
Initially J. R. thought Aziz was joking, but she realized he was serious
when he took her to a “strip club” and told her about making money there. He repeatedly asked her to become a
prostitute, but she refused.
On June
24 or 26, 1998, Aziz coaxed J. R. to get into his car so they could talk. C. N. was in the car with Aziz. When J. R. got in, Aziz drove off. J. R. became frightened because Aziz began
to yell at her, claiming that she made him lose money. He said he could either beat her or she
could work to earn his money back. Aziz
had kicked and slapped her on a previous occasion.
As they
drove, J. R. asked to be let out of the car.
Aziz refused. He traveled to St.
Paul and stopped at the home of a woman named Doris. He told J. R. that she would have to go into Doris's house and
perform oral sex on her for $200. Aziz
accompanied J. R. inside and told her to get undressed. J. R. said she did not want to and Aziz
began to take her clothes off. She was
scared and nervous. After J. R.'s
clothes were off, Doris said she wanted a blond. J. R. got dressed and she and Aziz left. They next went to a four-plex where a woman
named DeeDee lived. They went to an
apartment across the hall from DeeDee's residence. Aziz told J. R. to go into the bedroom and get undressed. She did not want to do so but complied
because she was scared and did not know where she was. A female came into the bedroom and engaged
in sexual contact with J. R. while Aziz watched. The woman gave Aziz $200.
Before leaving the apartment, Aziz used the telephone to try to reach a
man who he said would allow J. R. to earn money to repay Aziz.
Aziz,
J. R. and C. N. next went to a convenience store. J. R. was able to telephone her boyfriend and tell him she was
being held against her will.
Eventually, the police arrested Aziz.
Aziz
testified that J. R. and C. N. devised a scheme to work voluntarily as
prostitutes. Aziz was to provide
start-up capital, place escort service ads, take customers' calls, and buy
clothing and lingerie for the women.
To
corroborate his contention that J. R. was a voluntary prostitute, Aziz proposed
to call Doris Walker to testify. The
state moved to preclude Walker's testimony for failure to disclose her as a
witness. During the trial, the court
held a hearing at which Walker testified.
She stated that she did not recall any incident in June 1998 when Aziz
forcibly removed a young woman's clothing.
She did recall a time that Aziz brought a young woman to her home, and
the woman removed her own clothing and made advances toward Walker. Walker was not able to name the woman but
gave a general physical description.
The
court ruled that Walker's testimony would be precluded because of lack of
foundation. The court said:
She's not specific, really, as to the date. And she basically says, “Somebody whose name
I do not know came at a time I'm not sure of, took off the clothes voluntarily
and tried to have sex with me.”
* * * I think there's insufficient evidence to show that
the incident she's talking about is an incident that has been described in the
government's case‑in‑chief.
Therefore, I think its relevance has not been established with the
required foundation.
Defense
counsel then proposed to lay sufficient foundation by calling J. R. and C. N.
as witnesses and having them identify Doris Walker in the courtroom. That would require a continuance from Friday
until the following Monday. The court
stated that if it had additional testimony to consider it “would be forced to
reconsider” its ruling but, depending on the circumstances, the court “wouldn't
be inclined to change [its] mind.”
The
court denied defense counsel's motion for continuance. Aziz then testified for the balance of the
day and the court recessed until Monday.
On
Monday, defense counsel told the judge and prosecutor that he had received a
voice-mail message from Walker stating:
“I know I'm supposed to be there but I think you guys are probably not
going to get started until about noon.”
Defense
counsel asked for some time to locate Walker.
The court replied, “We are not going to wait until she chooses to be
here.”
The
court and counsel then discussed the jury instructions. Trial resumed at 10:33 a.m. The court told defense counsel that he could
call his next witness. Counsel looked
in the hallway, returned, and said: “We have no other witnesses, Your
Honor. Defense rests.”
Aziz
alleges that the prosecutor made four prejudicial statements during his final
argument: (1) that the defense demonstrated a “flexibility with the truth” when
the defense attorney urged the jury to consider the lesser offense of false
imprisonment; (2) that the defendant raised inconsistent theories of defense;
(3) that Aziz had a major motivation to commit perjury because no one had more
to gain or lose than he; and (4) that it was sick for defendant to have watched
two women engage in sex.
On
appeal, Aziz contends the trial court erred in refusing to grant a continuance;
he was denied effective assistance of counsel because his attorney failed to
subpoena Doris Walker; and the prosecutor committed prejudicial misconduct in
his final argument.
D E C I S I O N
A
petition for postconviction relief is a collateral attack on a judgment that
carries a presumption of regularity and which cannot lightly be set aside. State ex rel. Gray v. Tahash, 279 Minn. 248, 250, 156
N.W.2d 228, 229 (1968).
Continuance Request
A
ruling on a request for continuance is within the trial court's discretion, and
a conviction will not be reversed for denial of the request unless the denial
is a clear abuse of discretion. State v. Rainer, 411
N.W.2d 490, 495 (Minn. 1987). On
appeal, we must determine whether the denial was so prejudicial as to have
materially affected the outcome of the case.
State v. Lloyd,
345 N.W.2d 240, 247 (Minn. 1984).
When
assessing the significance of the denial of a continuance requested for the
purpose of locating a witness
we must consider whether [the
defendant] sufficiently showed, when he moved for the continuance, that the
missing witness would be found within a reasonable time and would provide
favorable, noncumulative evidence.
State v. King, 414 N.W.2d 214, 219 (Minn. App.
1987).
Defense
counsel made no showing that he could produce Walker within a reasonable
time. She did not appear on Monday
morning for the start of trial. Her
message did not state that she would be late, or that she had a problem coming
to court, or even that she intended to appear.
She had not arrived by 10:33 a.m.
Nor had she appeared by the conclusion of the case. Counsel suggested nothing that would support
an inference that Walker would arrive within a reasonable time or at all. Aziz thus failed to satisfy the first
criterion of King.
Defense
counsel hoped that he would be able to lay sufficient foundation to persuade
the trial court to change its ruling and to allow Walker to testify. The record contains only counsel's hope and
wish. It reveals nothing to suggest
that counsel could in fact lay the requisite foundation. Without some showing beyond defense
counsel's surmise, the second criterion of King fails. It
should be noted that Aziz does not challenge the trial court's exclusion of
Walker as a witness. The trial court
did not abuse its discretion in denying counsel's motion to continue the trial.
Prosecutor's Final Argument
Whether
a new trial should be granted because of misconduct of the prosecuting attorney
is governed by no fixed rules but rests within the discretion of the trial
judge, who is in the best position to appraise its effect. The trial court's determination should be
reversed on appeal only where the misconduct, viewed in the light of the whole
record, appears to be inexcusable and so serious and prejudicial that defendant's
right to a fair trial was denied. State v. Wahlberg,
296 N.W.2d 408, 420 (Minn. 1980).
The test of determining whether prosecutorial misconduct
was harmless depends partly upon the type of misconduct with which we are
dealing. That is, the more serious the
misconduct, the more certain of its effect this court has felt that it should
be before labeling the error harmless.
Thus, in cases involving unusually serious prosecutorial misconduct this
court has required certainty beyond a reasonable doubt that the misconduct was
harmless before affirming. * * * On the
other hand, in cases involving less serious prosecutorial misconduct this court
has applied the test of whether the misconduct likely played a substantial part
in influencing the jury to convict.
State v. Caron, 300 Minn. 123, 127-28, 218
N.W.2d 197, 200 (1974).
Defense
counsel objected only to the reference that Aziz was the person who had the
most to gain or lose in the case. The
ground offered for the objection was that the statement was an “[a]d hominem
argument.” The court's response
was: “Why don’t you just go on with
your facts?” Defense counsel did not
object to any of the other three allegedly improper comments.
Although
defense counsel did not object to the prosecutor's opinion that watching two
women have sex is sick, the court itself intervened, saying that what bothers
the prosecutor is not important.
Generally,
by failing to object at trial or to seek cautionary instructions, an appellant
is deemed to have forfeited his right to have the issue considered on
appeal. State v. Gunn, 299 N.W.2d 137, 138 (Minn.
1980). The Minnesota Supreme Court has
stated:
[C]arefully worded instructions
by the trial court can ameliorate the effect of improper prosecutorial
argument. Therefore, a defense
counsel's failure to object or to request curative instructions normally weighs
heavily in our decision whether or not to reverse on the basis of prosecutorial
misconduct in closing argument.
State v. Brown, 348 N.W.2d 743, 747 (Minn. 1984).
Even if
a defendant fails to object to an improper argument, his conviction may be
reversed if the prosecutor's comments were unduly prejudicial. State v. Whittaker, 568 N.W.2d 440, 450 (Minn. 1997)
(citations omitted). On appeal,
however, the trial court's determination should be reversed only if the
misconduct
viewed in the light of the whole
record, appears to be inexcusable and so serious and prejudicial that
defendant's right to a fair trial was denied.
Wahlberg, 296 N.W.2d at 420.
It is
improper for a prosecutor to disparage a defendant's defense. State v. Griese, 565 N.W.2d 419, 427 (Minn. 1997); State v. Williams,
525 N.W.2d 538, 549 (Minn. 1994). Here
the credibility of J. R. and of Aziz was critical to the case. The prosecutor's comments about inconsistent
theories, a lesser-included offense, and motivation to fabricate were all
proper comments on issues of law or fact raised by Aziz. Although it is not
legally impermissible for a criminal defendant to take alternative and
inconsistent legal positions, doing so invites prosecutorial comment. The prosecutor did not disparage the legal
defenses but rather suggested that they shed light on Aziz's credibility. This was not improper.
The
prosecutor's statement of his own opinion that a person who watches two women
having sex is sick was improper. State v. Eling, 355
N.W.2d 286, 294 (Minn. 1984). But the
reference was isolated, fleeting, and was not sufficiently pervasive or
egregious to constitute prejudicial misconduct.
Assistance of Counsel
Aziz
contends that he was deprived of the effective assistance of counsel because
his lawyer failed to subpoena Doris Walker.
To
succeed on such a claim Aziz must affirmatively prove that his counsel's
representation fell below an objective standard of reasonableness and that
there is a reasonable probability that, but for counsel's unprofessional
errors, the result of the proceeding would have been different. Gates v. State, 398 N.W.2d 558, 561 (Minn. 1987)
(quotations omitted). “A reasonable probability
is a probability sufficient to undermine confidence in the outcome.” Id.
In
determining whether counsel's representation fell below the requisite standard,
we must first decide if the representation was “reasonable in light of all the
circumstances.” Dent v. State, 441 N.W.2d 497, 500 (Minn.
1989) (citation omitted). There is a strong presumption that a lawyer's
performance falls within the range of reasonableness. State v. Jones,
392 N.W.2d 224, 236 (Minn. 1986). In
reviewing an attorney's performance at trial, this court recognizes that
counsel must have discretion to determine trial strategy and must have the
flexibility to represent a client to the fullest extent possible. Id.
Walker
appeared in court for the motion in limine hearing regarding the admissibility
of her testimony. She did so at defense
counsel's request. There is nothing in
the record to suggest that her court experience was threatening or opprobrious. She apparently agreed to return on
Monday. Furthermore, she was a friend
of Aziz and was ostensibly giving testimony in his favor. Under these circumstances, we cannot say
that defense counsel's failure to subpoena a friendly witness fell outside the
range of reasonableness.
Additionally,
being mindful of the fact that the court had excluded Walker's testimony and
had stated that it was not inclined to permit it even on reconsideration, Aziz
has failed to show any prejudice from counsel's failure to subpoena
Walker. See id. at 236-37 (even if counsel made
errors, we will not find ineffective assistance unless the errors prejudiced
defendant). Even had Walker obeyed a
subpoena and come to court, it remains speculative as to whether or not the
court would have changed its ruling and allowed her to testify.
Pro se Issues
In his
pro se supplemental brief, Aziz claims the trial court erred in allowing one
accomplice to testify in corroboration of another; in admitting Spreigl
evidence; and that defense counsel failed to cross-examine J. R. and to call
other defense witnesses.
We find
no merit in these claims. Aziz has
failed to show that J. R. and C. N. were accomplices. The Spreigl evidence, on this record, was admissible. Defense counsel did in fact cross-examine J.
R. on all relevant points. Which
witnesses to call is part of a lawyer's trial strategy. Aziz has not shown that he was prejudiced by
that strategy.
Affirmed.