These instructions will help you understand our functions, and we will be better able to understand and act on your complaint.
What we can do:
How you can help us:
Summarize your complaint using these guidelines: include how you first learned of the investment (advertisement, personal contact).
Attach photocopies of all documents such as contracts, agreements, certificates, notes, trust deeds, correspondence, legible copies of the front and back of checks involved, prospectus, advertising, etc. Documentary evidence is especially important. Please do not send originals; we cannot be responsible for their safekeeping. Type or print clearly in ink.
If I have a securities complaint with a company or individual that is registered with the State of Minnesota:
Complete the following complaint form (.pdf) and mail it to:
The Minnesota Department of Commerce
Consumer Protection and Education Division
85 7th Place East, Suite 500
Saint Paul, MN 55101