The following are the license requirements for Securities Agents.
Agents must pass Series 63 or Series 66 exams plus one FINRA agent exam
Agent applications on Form U-4 (available from FINRA) should be mailed to the FINRA.
$50 annual fee, payable to and sent to FINRA
Annual renewals due on December 31 through CRD. Renewal notification will be sent by the CRD.